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EU Overview

European Union - December 5 2019 Since the 2008 financial crisis, there has been a pronounced shift towards concentration of power and influence at the EU level, away from the…

Mark Chalmers, Jennifer Duffy

Compliance programmes for financial services firms in United Kingdom

United Kingdom - April 29 2019 An overview of practical considerations for financial services firms when implementing compliance programmes in United Kingdom, including primary requirements, director duties and standards of customer care.

Jennifer Duffy

Financial Services Compliance in the United Kingdom

United Kingdom - April 29 2019 A structured guide to financial services compliance in the United Kingdom

Jennifer Duffy

Enforcement of financial services regulations in United Kingdom

United Kingdom - April 29 2019 A quick look at how the authorities in United Kingdom enforce financial services regulations, including through investigations and penalties.

Jennifer Duffy

Financial Services Compliance in the United Kingdom

United Kingdom - March 28 2019 A structured guide to financial services compliance in the United Kingdom

Jennifer Duffy