USA - July 18 2013
On June 20, 2013, the Division of Investment Management of the SEC issued a no-action letter to Goldman, Sachs & Co. ("GS&Co.") stating that it would...
John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Robert F. Young, Richard Small.
USA - July 18 2013
As mandated by Section 201(a) of the Jumpstart Our Business Startups Act, on July 10, 2013, the Securities and Exchange Commission (the "SEC")...
John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Robert F. Young, Richard Small.
USA - July 18 2013
This is a reminder that, pursuant to the SEC Division of Investment Management's April 2013 IM Information Update and related previous notice to...
John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Robert F. Young, Richard Small.
USA - July 18 2013
On June 25, 2013, the U.S. Court of Appeals for the District of Columbia affirmed the decision of a district court to dismiss the joint suit filed...
John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Robert F. Young, Richard Small.
USA - July 18 2013
On June 12, 2013, the SEC announced its second-ever "whistleblower" award under Section 21F of the Exchange Act in connection with SEC v. Andrey C...
John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Robert F. Young, Richard Small.