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SEC staff responds to questions about Form PF

USA - December 20 2012 On November 20, 2012, the Division of Investment Management of the Securities and Exchange Commission (the "SEC") posted additional responses (the…

Jeffrey P. Crandall, John G. Crowley, Edmond T. FitzGerald, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Veronica M. Wissel

Fsoc issues proposed recommendations for money market mutual fund reform

USA - December 20 2012 On November 13, 2012, the Financial Stability Oversight Council (the "FSOC") published proposed recommendations for money market mutual fund ("MMF")…

Jeffrey P. Crandall, John G. Crowley, Edmond T. FitzGerald, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Veronica M. Wissel

Jury issues mixed verdict in reserve primary fund trial

USA - December 20 2012 On November 12, 2012, a federal jury in the U.S. District Court for the Southern District of New York issued a mixed verdict in the case involving Bruce…

Jeffrey P. Crandall, John G. Crowley, Edmond T. FitzGerald, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Veronica M. Wissel

SEC adopts new credit quality standard for BIDCOs relying on Section 6(a)(5) of the Investment Company Act

USA - December 20 2012 On November 19, 2012, the SEC adopted Rule 6a-5 under the Investment Company Act, which establishes a credit quality standard for debt securities issued…

Jeffrey P. Crandall, John G. Crowley, Edmond T. FitzGerald, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Veronica M. Wissel

SEC announces list of federal securities law rules to be reviewed over the next 12 months

USA - December 20 2012 On November 28, 2012, the SEC announced a list of rules under the Investment Company Act, the Securities Act of 1933 (the "Securities Act") and the…

Jeffrey P. Crandall, John G. Crowley, Edmond T. FitzGerald, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Veronica M. Wissel