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European Commission adopts AIFMD level 2 regulations

European Union - February 27 2013 On December 19, 2012, the European Commission published the AIFMD Delegated Regulations (the "Level 2 Regulations"), which supplement the Directive…

Mary Conway, John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Mario J. Verdolini

SEC extends no-action relief to broker-dealers who rely on registered investment advisers to perform customer identification program obligations

USA - February 27 2013 On January 11, 2013, the SEC's Division of Trading and Markets extended previously granted no-action relief that allows broker-dealers, subject to…

Mary Conway, John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Mario J. Verdolini

SEC issues guidance on new Iran disclosure requirements

Iran, USA - February 27 2013 The Iran Threat Reduction and Syria Human Rights Act of 2012 (the "ITR Act") adds new reporting obligations for companies that are required to file…

Mary Conway, John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Mario J. Verdolini

SEC official discusses enforcement priorities in the private fund space

USA - February 27 2013 Bruce Karpati, Chief of the SEC's Asset Management Unit ("AMU"), discussed his views on the AMU's current hedge fund and private equity fund…

Mary Conway, John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Mario J. Verdolini

SEC expected to move forward with uniform fiduciary standard

USA - February 27 2013 On January 16, 2013, Kenneth E. Bentsen Jr., executive Vice President of public policy and advocacy for SIFMA, said that he expects the SEC to issue…

Mary Conway, John G. Crowley, Nora M. Jordan, Yukako Kawata, Leor Landa, Julie E. Parker, Gregory S. Rowland, Mario J. Verdolini