Articles

Results 1 to 3 of 3


Benefit Plan Disclosure affected by SEC Staff Compliance and Disclosure Interpretations of Proxy Rules and Schedules 14A/C

USA - May 30 2018 The SEC staff regularly publishes “Compliance and Disclosure Interpretations” (C&DIs) on various securities matters. Recently, the staff issued new…

Steve Evans, Mark Stern, Jennifer W. Stokes

SEC staff issues new guidance on “conflicting proposal” and “ordinary business” exclusions in shareholder proposal rule

USA - October 26 2015 The staff of the Securities and Exchange Commission has officially changed course on its interpretation of the "conflicting proposal" grounds for…

LaDawn Naegle

Chair White directs staff to review Rule 14a-8 conflicting proposal exclusion

USA - January 20 2015 On January 16, 2015, Chair Mary Jo White publicly announced that she has directed the Commission staff to review and report to the Commission “on the…

LaDawn Naegle, J. Mark Klamer