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Second Circuit Reverses Itself on Insider Trading

USA - August 25 2017 Stock traders who thought they could trade freely on gifts of inside information so long as the givers were not their close friends should rethink…

Eric Rieder, Mark A. Srere.

SEC Brings Charges Against New York Brokerage Firm and its Chief Compliance Officer for AML Issues

USA - February 2 2017 The SEC recently charged a New York-based broker-dealer, Windsor Street Capital, L.P. (f/k/a Meyers Associates, L.P.) and John David Telfer, who…

Austin V. Campriello, Jeffrey A. Ziesman, Mark A. Srere.

Unanimous Supreme Court Rejects Effort to Cut Back Insider Trading Liability

USA - December 6 2016 The U.S. Supreme Court earlier today rejected an attempt to cut back on liability for insider trading where people give inside tips to family members…

Eric Rieder, Hal A. Goldsmith, Jason A. Kempf.

Supreme Court to Hear Case That Will Affect Insider Trading Liability of Tippees

USA - May 13 2016 A case heading to the Supreme Court could dramatically change insider trading law that bars trades by recipients of stock tips. In consenting earlier…

Eric Rieder.