We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Articles

Results 1 to 5 of 67
Most popular |Most recent


Takeaways from the FERC and CFTC Annual Enforcement Reports for Energy Companies

USA - November 26 2018 The Federal Energy Regulatory Commission (FERC) and the Commodity Futures Trading Commission (CFTC) each issued their annual enforcement reports last...

Ryan Eletto, Michael Brooks.

CFTC on Aiding & Abetting

USA - July 13 2018 The Commodity Futures Trading Commission (CFTC) yesterday announced a settlement with Lansing Trading Group, LLC that resolves allegations of...

Michael Brooks.

U.S. Futures Exchanges Disciplinary Actions Report - June 2017

USA - July 12 2017 Pursuant to a settlement offer, a Business Conduct Committee panel (“BCC Panel”) found that on July 27, 2016, a non-member entity held a futures...

Jennifer T. Gordon, Ryan Eletto, Michael Brooks, David Perlman.

U.S. Futures Exchanges Disciplinary Actions Report - May 2017

USA - June 9 2017 Pursuant to a settlement offer, a panel found that from July 2015 through March 2016, a non-member trader was concomitantly operating market-making...

Jennifer T. Gordon, Ryan Eletto, Michael Brooks, David Perlman.

U.S. Supreme Court: Disgorgement Subject to Five-Year Statute of Limitations

USA - June 7 2017 The United States Supreme Court this week unanimously held that the five-year statute of limitations established in 28 U.S.C. 2462 applies to...

Sarah Rafie, Josh Robichaud*, Michael Brooks.