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FERC Proposes To Limit Availability Of Tariff Waivers

USA - May 27 2020 At its May 21, 2020 meeting, the Federal Energy Regulatory Commission (“FERC” or “Commission”) issued an order soliciting comments on a proposed…

Stephen J. Hug, Catherine P. McCarthy

The CFTC Proposes a New Approach to Federal Position Limits -- Will This One Stick?

USA - February 5 2020 At its open meeting held on January 30, 2020, the Commodity Futures Trading Commission (“CFTC” or “the Commission”) approved a proposed rulemaking to…

George D. Fatula, Kathryn Penry

Finding New FPA Authority, FERC Makes Policy Change to Authorize Retroactive Surcharges (and Maybe More)

USA - July 17 2019 Historically, the Federal Energy Regulatory Commission (“FERC” or the “Commission”) has maintained a policy whereby it will not order refunds…

Kathryn Penry

Lucia v. SEC and the status of FERC ALJs

USA - June 26 2018 On June 21, 2018, the Supreme Court held that the Securities and Exchange Commission’s (SEC’s) Administrative Law Judges (ALJs) are “officers of the…

Paul S. Maco, Boris Shkuta

U.S. Futures Exchanges Disciplinary Actions Alert: April 2018

USA - May 9 2018 The Bracewell U.S. Futures Exchanges Disciplinary Actions Report is a monthly report that provides summaries of certain disciplinary notices by U.S…

Michael Brooks