Britt Cass Steckman

Bracewell LLP

Articles

Results 1 to 5 of 26


The Supreme Court Affirms, but Limits, the SEC's Disgorgement Power

USA - June 24 2020 On June 22, 2020, the Supreme Court of the United States issued its decision in Liu v. SEC further limiting the SEC’s remedial powers. While the…

Brittney E. Justice, Matthew G. Nielsen

SEC Leaders Ask Municipal Issuers for Voluntary COVID-19 Disclosure

USA - May 7 2020 On May 4, Securities and Exchange Commission Chairman Jay Clayton and Rebecca Olsen, Director of the SEC’s Office of Municipal Securities, issued a…

Edward Fierro, Paul S. Maco

Municipal Enforcement, What Direction Under SEC Chairman Clayton?

USA - October 16 2018 Each September brings a flood of Securities and Exchange Commission announcements of enforcement actions as it approaches the September 30 end of its…

Edward Fierro, Laura Prebeck Hang, Paul S. Maco

This Time is Different: What You Need to Know Now About the New Rule 15c2-12 Events

USA - August 28 2018 On August 20, the Securities and Exchange Commission added two events to the existing fourteen events under Rule 15c2-12,1 which requires certain…

Edward Fierro, Paul S. Maco

SEC Adopts Amendments to Rule 15c2-12

USA - August 20 2018 On August 20, 2018, the U.S. Securities and Exchange Commission (“SEC”) announced it adopted amendments to Rule 15c2-12 of the Securities Exchange…

Edward Fierro, Paul S. Maco