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CSA Propose Rules to Streamline “At-The-Market” Equity Offering Process for Canadian Issuers

Canada - May 13 2019 On May 9, 2019, the Canadian Securities Administrators (CSA) published for comment proposed amendments (Proposed Amendments) to National Instrument...

Trevor Rowles, Brendan Reay.

Canadian Regulators Issue Revised Derivatives Dealer and Adviser Business Conduct Rule Proposal

Canada - June 28 2018 On June 14, 2018, the Canadian Securities Administrators (CSA) published for comment a revised version of Proposed National Instrument 93-101 -...

Paul Rand, Stephen Ashbourne, Aaron Palmer.

Canadian Derivatives: Registration Regime for Dealers and Advisers Gets Momentum

Canada - April 24 2018 On April 19, 2018, the Canadian Securities Administrators (CSA) took a major step toward adopting a comprehensive regime for the regulation of those...

Paul Rand, Michael Bantey, Stephen Ashbourne, Aaron Palmer.

Rappel par les ACVM et la CVMO de l’applicabilité des exigences réglementaires canadiennes aux plateformes de négociation non canadiennes

Canada - January 19 2018 Le 4 janvier 2018, les Autorités canadiennes en valeurs mobilières (les ACVM ) ont publié l’Avis 21-322 du personnel intitulé Applicabilité de la...

Paul Rand, Christopher Yeretsian.

CSA, OSC Remind Non-Canadian Trading Platforms of Canadian Regulatory Requirements

Canada - January 17 2018 On January 4, 2018, the Canadian Securities Administrators (CSA) published Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs...

Paul Rand, Christopher Yeretsian.