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SEC announces intention to deny proposals for Non-Transparent ETFs

USA - October 23 2014 In a highly unusual regulatory action, the Securities and Exchange Commission ("SEC") has stated in two formal notices that it intends to deny...

Christopher D. Menconi.

Anti-money laundering customer due diligence

USA - August 8 2014 On July 30, 2014, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) issued proposed regulations seeking to clarify...

Andrew B. Kales, Barry N. Hurwitz, Carl A. Valenstein, Rebecca S. Hartley, Michael R. Weissmann.