Results 1 to 3 of 3
Most popular |Most recent

Say hello to my imaginary friend! Judge Posner, Seventh Circuit issue stern warning to plaintiffs’ firms for again citing bogus confidential witnesses

USA - April 2 2013 Plaintiffs' counsel beware: to avoid Rule 11 sanctions you might actually have to talk to "confidential witnesses" yourself and corroborate their…

Matthew Tolve, William Alderman.

The SEC wants to know about your whistleblower policy

USA - December 18 2012 SEC Regional Office Director David Bergers recently emphasized the importance of a company's whistleblower policy when deciding whether to file an enforcement action against a company.

Melissa J. Anderson, Stephen Knaster.

Federal court concludes much of SEC claims against Nicor Gas executives are full of gas

USA - September 4 2012 A federal judge in Illinois hollowed out much of the SECs case against two former executives of Nicor Gas.

Matthew Tolve, Michael Tu.