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Helpful Amendments to the New Trade Reporting Rules Finalized

Canada - July 4 2016 On June 30, 2016, the securities regulators of Alberta, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Prince…

Harmonized Discretionary Relief for New Trading Rules

Canada - June 20 2016 On June 17, 2016, pursuant to Multilateral CSA Staff Notice 96-301 (the "Notice"), the securities regulators of each Alberta, New Brunswick, Nova…

Alberta Amends its Definitions of Derivative and Security under the Securities Act (Alberta)

Canada - May 30 2016 The definitions of “derivative” and “security” for the purposes of the Securities Act (Alberta) were replaced last Friday (May 27, 2016) pursuant to…

Ontario, Quebec and Manitoba Adjust Approach to Reporting Inter-Affiliate Trades

Canada - May 13 2016 On May 12, 2016, the securities regulators in Ontario, Quebec and Manitoba announced their respective approaches with respect to the need to report…