Articles

Results 1 to 5 of 9
Most popular |Most recent


Alberta Securities Commission Replaces Key Blanket Order for Over-the-Counter Derivatives

Canada - January 31 2017 On January 30th, 2017, the Alberta Securities Commission (the "ASC") announced in its weekly notice that, effective as of February 1st, 2017, it is…

Alberta Amends its Definitions of Derivative and Security under the Securities Act (Alberta)

Canada - May 30 2016 The definitions of “derivative” and “security” for the purposes of the Securities Act (Alberta) were replaced last Friday (May 27, 2016) pursuant to…

Ontario, Quebec and Manitoba Adjust Approach to Reporting Inter-Affiliate Trades

Canada - May 13 2016 On May 12, 2016, the securities regulators in Ontario, Quebec and Manitoba announced their respective approaches with respect to the need to report…

Alberta Enacts Measures to Protect Whistleblowers

Canada - November 27 2018 On November 19, 2018, as part of the Alberta Securities Commission's (the "ASC") new Whistleblower Program, the Securities Amendment Act (the…

Harinder S. Basra.

Helpful Amendments to the New Trade Reporting Rules Finalized

Canada - July 4 2016 On June 30, 2016, the securities regulators of Alberta, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Prince…