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Alberta Enacts Measures to Protect Whistleblowers

Canada - November 27 2018 On November 19, 2018, as part of the Alberta Securities Commission's (the "ASC") new Whistleblower Program, the Securities Amendment Act (the…

Harinder S. Basra.

CSA Proposes New Canadian Derivatives Business Conduct Rules and Provides Update on Derivatives Registration Rules

Canada - April 5 2017 On April 4, 2017, the securities regulators of each of the provinces and territories of Canada-the Canadian Securities Administrators (CSA)-published…

Alberta Securities Commission Replaces Key Blanket Order for Over-the-Counter Derivatives

Canada - January 31 2017 On January 30th, 2017, the Alberta Securities Commission (the "ASC") announced in its weekly notice that, effective as of February 1st, 2017, it is…

New Coordinated Rules Relating to the Clearing of Over-The-Counter Derivatives in Canada

Canada - January 23 2017 On January 19, 2017, the securities regulators in each of the provinces and territories of Canada published a notice that they have finalized two new…

Canadian Securities Administrators Derivatives Committee Issue Consultation Paper on Margin Requirements for Non-Centrally Cleared Derivatives

Canada - July 8 2016 On July 7, 2016, the Canadian Securities Administrators Derivatives Committee (the “Committee”) published CSA Consultation Paper 95-401 entitled…