Results 1 to 5 of 6
Most popular |Most recent

Due Diligence Defence Deemed Available for Issuance of Securities in Breach of Securities Laws

Canada - April 20 2017 The B.C. Securities Commission's (the Commission) decision in Re SunCentro (2017 BCSECCOM 58) provides rare guidance on the availability of a due…

Christian P. Gauthier.

Amendments to Early Warning Regime

Canada - March 23 2016 On February 25, 2016, the Canadian Securities Administrators ("CSA") published final amendments to the early warning regime (the "Amendments"). The…

Harinder S. Basra, J. Paul D. Barbeau, John Lawless.

TSX provides guidance to emerging market issuers

Canada - August 18 2015 In recent years, emerging market issuers have faced greater scrutiny by Canadian regulators as a result of questions and concerns about issuers with…

Yuping (Tina) Liu.

The OSC introduces amendments to the voluntary delisting rules in the TSX Company Manual

Canada - May 22 2015 An issuer seeking to voluntarily delist its securities from the Toronto Stock Exchange (TSX) is now faced with new rules aimed at providing protection…

Securities regulators in British Columbia, New Brunswick and Saskatchewan propose prospectus exemption for certain distributions through an investment dealer

Canada - April 29 2015 On April 16, 2015, the securities regulatory authorities in British Columbia, New Brunswick and Saskatchewan (the Participating Jurisdictions)…

Christian P. Gauthier.