We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 15
Most popular |Most recent

Newly Adopted Fed Rules Will Limit Buy-Side Remedies in a Financial Institution Failure

USA - September 13 2017 The Board of Governors of the Federal Reserve System (the “Board”) has adopted final rules that represent a significant shift in the terms of...

Molly Moore.

2017 ICI Mutual Funds and Investment Management Conference

USA - April 3 2017 Mr. Blass addressed the potential opportunities that may arise for the industry out of the recent change in the presidential administration, the ICI's...

Timothy F. Cormier, George B. Raine, Edward Baer, John M. Loder, Sarah Clinton, Brian D. McCabe, Dalia Blass, Brynn Rail, Rita Rubin, Adam M. Schlichtmann, Jeremy C. Smith, James E. Thomas, Timothy W. Diggins, Pamela L. Glazier, Thomas R. Hiller.

Upcoming EU Disclosure Requirements for Certain Collateral Arrangements

European Union - June 10 2016 The EU Regulation on Securities Financing Transactions provides a set of measures aiming to enhance regulators’ and investors’ understanding of...

Anna Lawry.

2015 ICI mutual funds and investment management conference

USA - April 7 2015 On the occasion of the 75th anniversary of the Investment Company Act of 1940 (the “1940 Act”), Mr. Blass addressed three current trends. First, he...

Elizabeth J. Reza, Timothy F. Cormier, George B. Raine, Pamela L. Glazier, Michelle Moran.

EMIR European Commission responds to draft RTS on IRS clearing

European Union - January 13 2015 The European Commission has publicised its decision to endorse draft regulatory technical standards ("RTS") submitted to it by the European...

Anna Lawry, Molly Moore, Michelle Moran, John Young.