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2018 Proposed ETF Rulemaking - Summary and Analysis

USA - July 10 2018 On June 28, 2018 at an open meeting (the “Open Meeting”), the Securities and Exchange Commission (“SEC”) unanimously voted to propose new Rule 6c-11...

Edward Baer, Brian D. McCabe, James R. Brown.


Proposed ETF Rule Seeks to Expand the ETF Market and Streamline the Requirements for Launching and Operating ETFs

USA - July 3 2018 As expected, the proposed ETF rule (the “Rule”) codifies many aspects of the exemptive relief necessary to form and operate an ETF. The Rule also...

Edward Baer.


2017 ICI Mutual Funds and Investment Management Conference

USA - April 3 2017 Mr. Blass addressed the potential opportunities that may arise for the industry out of the recent change in the presidential administration, the ICI's...

Timothy F. Cormier, George B. Raine, Edward Baer, John M. Loder, Sarah Clinton, Brian D. McCabe, Dalia Blass, Brynn Rail, Rita Rubin, Adam M. Schlichtmann, James E. Thomas, Timothy W. Diggins, Leigh R. Fraser, Pamela L. Glazier, Thomas R. Hiller.