Results 1 to 5 of 22

Podcast: Fully Invested: Form ADV

USA - June 28 2022 In this Episode of Fully Invested, Ropes & Gray asset management attorneys Jason Brown, Bryan Hunkele, Joel Wattenbarger and Alyssa Horton provide a…

Alyssa Clough Horton, Bryan Hunkele, Joel A. Wattenbarger

SEC Enforcement: A Practical Guide For Private Equity Fund Managers

Global - May 20 2022 In the 12 years since the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) extended regulatory scrutiny to, and imposed…

Eva Ciko Carman, Jennifer R. Cullinane, Helen Gugel

Secondaries Sophistication Drives a Surge in Activity

USA - April 8 2022 Secondaries deal volume reached unprecedented heights in 2021 as fund investors rebalanced their portfolios and fund managers tapped GP-led…

Ama A. Adams, Marc N. Biamonte, Alex Chauvin, Isabel K.R. Dische, Adam Dobson, Brendan C. Hanifin, Vincent W. Ip, Minh-Chau Le, Debra K. Lussier

SEC Proposes Cybersecurity Risk Management Rules for Registered Funds and Advisers

USA - February 18 2022 On February 9, 2022, the SEC published a release addressing Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies…

Fran Faircloth, Edward R. McNicholas, Amanda Persaud

Podcast: Private Fund Regulatory Update: Recent Developments Regarding Management Fee Calculation and Electronic Communications

USA - January 24 2022 In this Ropes & Gray podcast, asset management partners Joel Wattenbarger and Jason Brown discuss the regulatory consequences of recent enforcement…

Joel A. Wattenbarger