Eve Ellis
Ropes & Gray LLP
Articles
SFDR RTS postponed by a further six months until 1 January 2023
European Union, USA - November 30 2021 The European Commission announced yesterday that the single delegated act which will include the Regulatory Technical Standards (RTS) supplementing…
The cross-border marketing rules and alternative Investment Funds
European Union - August 5 2021 Directive (EU) 2019/1160 and Regulation (EU) 2019/1156 (the “Cross-Border Marketing Rules”) came into force in the European Union on 2 August 2021…
The new UK capital regime for Investment Firms
United Kingdom - July 28 2021 The FCA has recently published its second policy statement on the new prudential regime which is due to come into effect on 1 January 2022. Its…
European Commission publishes its responses to long-awaited questions on the application of SFDR
USA - July 28 2021 The European Commission has published its long-awaited responses to questions raised by the European Supervisory Authorities in January this year…
A step closer towards the new UK capital regime for investment firms
European Union, United Kingdom, USA - July 28 2021 With less than six months to go until the new prudential regime for UK MiFID firms is due to come into effect, the FCA has published its second…
