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GDPR and the Funds Industry

USA, European Union - May 31 2018 WITH THE PUBLICITY surrounding the May 25, 2018 implementation of the European Union's (EU's) General Data Protection Regulation (GDPR), many United...

Heather Egan Sussman, Paulita A. Pike, Kevin J. Angle.


2018 ICI Mutual Funds and Investment Management Conference

USA, United Kingdom, European Union, Global - April 6 2018 Memorandum summarizing the 2018 ICI Mutual Funds and Investment Management Conference sponsored by the ICI and the Federal Bar Association...

George B. Raine, Edward Baer, Sarah Clinton, Rita Rubin, Adam M. Schlichtmann, James R. Brown, Colleen B. Meyer, Pamela L. Glazier, Thomas R. Hiller.


Cybersecurity Oversight

USA - March 22 2018 Financial regulators continue to expand their reach in the cybersecurity space, and funds, fund sponsors, and advisers should take note. Most recently...

Paulita A. Pike.


2015 ICI mutual funds and investment management conference

USA - April 7 2015 On the occasion of the 75th anniversary of the Investment Company Act of 1940 (the “1940 Act”), Mr. Blass addressed three current trends. First, he...

Timothy F. Cormier, George B. Raine, Leigh R. Fraser, Pamela L. Glazier, Michelle Moran.


New York establishes new cyber security examination process for financial institutions

USA - December 16 2014 New York's Department of Financial Services released a letter on December 10, 2014, announcing the details of its plan to focus more attention on...

David M. McIntosh, Mark P. Szpak, James S. DeGraw, Douglas H. Meal, Seth C. Harrington.