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2018 Proposed ETF Rulemaking - Summary and Analysis

USA - July 10 2018 On June 28, 2018 at an open meeting (the “Open Meeting”), the Securities and Exchange Commission (“SEC”) unanimously voted to propose new Rule 6c-11...

Brian D. McCabe, Jeremy C. Smith, James R. Brown.


Proposed ETF Rule Seeks to Expand the ETF Market and Streamline the Requirements for Launching and Operating ETFs

USA - July 3 2018 As expected, the proposed ETF rule (the “Rule”) codifies many aspects of the exemptive relief necessary to form and operate an ETF. The Rule also...

Jeremy C. Smith.


SEC Director Hinman’s Remarks Confirm that Ether and Bitcoin Are Not Securities

USA - June 18 2018 On June 14, 2018, speaking at the Yahoo Finance All Markets Summit: Crypto event in San Francisco, William Hinman, Director of the SEC’s Division of...

Keith F. Higgins, Jesse T. Cuevas.


2018 ICI Mutual Funds and Investment Management Conference

USA, United Kingdom, European Union, Global - April 6 2018 Memorandum summarizing the 2018 ICI Mutual Funds and Investment Management Conference sponsored by the ICI and the Federal Bar Association...

Elizabeth J. Reza, George B. Raine, Sarah Clinton, Rita Rubin, Adam M. Schlichtmann, James R. Brown, Colleen B. Meyer, Pamela L. Glazier, Thomas R. Hiller.


2017 ICI Mutual Funds and Investment Management Conference

USA - April 3 2017 Mr. Blass addressed the potential opportunities that may arise for the industry out of the recent change in the presidential administration, the ICI's...

Timothy F. Cormier, George B. Raine, John M. Loder, Sarah Clinton, Brian D. McCabe, Dalia Blass, Brynn Rail, Rita Rubin, Adam M. Schlichtmann, Jeremy C. Smith, James E. Thomas, Timothy W. Diggins, Leigh R. Fraser, Pamela L. Glazier, Thomas R. Hiller.