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2018 Proposed ETF Rulemaking - Summary and Analysis

USA - July 10 2018 On June 28, 2018 at an open meeting (the “Open Meeting”), the Securities and Exchange Commission (“SEC”) unanimously voted to propose new Rule 6c-11...

Edward Baer, Jeremy C. Smith, James R. Brown.

DOL Publishes Guidance on ESG Investment Considerations by Retirement Plans - Takeaways for Managers, Plan Sponsors and Public Companies

USA - May 7 2018 On April 23, 2018, the Department of Labor (the “DOL”) issued Field Assistance Bulletin No. 2018-1 (the “FAB”) concerning environmental, social and...

George B. Raine, Michael R. Littenberg, Peter N. Rosenberg, James E. Thomas, Jessica Taylor O'Mary, Nandini Dasarathy, William D. Jewett, Joshua Aron Lichtenstein, Isabel K.R. Dische.

2017 ICI Mutual Funds and Investment Management Conference

USA - April 3 2017 Mr. Blass addressed the potential opportunities that may arise for the industry out of the recent change in the presidential administration, the ICI's...

Timothy F. Cormier, George B. Raine, Edward Baer, John M. Loder, Sarah Clinton, Dalia Blass, Brynn Rail, Rita Rubin, Adam M. Schlichtmann, Jeremy C. Smith, James E. Thomas, Timothy W. Diggins, Leigh R. Fraser, Pamela L. Glazier, Thomas R. Hiller.

2016 ICI mutual funds and investment management conference

USA, OECD - April 7 2016 Mr. Blass opened the conference with a discussion of the SEC’s pending proposal to modernize shareholder report communications (the “Reporting...

Timothy F. Cormier, Edward Baer, John M. Loder, Sarah Clinton, Kathleen (Kate) Nichols.