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Recent ETF-Related Developments

USA - July 1 2020 ETF-related product development continues apace and the ETF regulatory landscape continues to evolve notwithstanding recent market volatility and the...

Edward Baer, Paulita A. Pike, Jeremy C. Smith.

SEC Extends Securities Offering Reforms to Closed-End Funds and Business Development Companies

USA - April 27 2020 On April 8, 2020, the SEC issued a release (the “Release”) containing amended rules and forms intended to streamline the registration, communications...

Paul D. Tropp, Nathan Briggs, Michael G. Doherty.

SEC Order Temporarily Exempts BDCs from Certain Asset-Coverage Requirements and Joint Transaction Prohibitions

USA - April 14 2020 On April 8, 2020, the SEC issued an order (the “Order”) that provides temporary flexibility for business development companies (“BDCs”) (i) to issue...

Paul D. Tropp, Michael G. Doherty.

Trending Video: Active Nontransparent ETFs

USA - April 9 2020 Brian McCabe, Ropes & Gray asset management partner, discusses active nontransparent ETFs and the opportunities they offer to investors and asset...

Podcast: Credit Funds: Hot Topics in BDC Regulation

USA - November 18 2019 In this Ropes & Gray podcast, Mike Doherty, Brian McCabe and Paul Tropp discuss important regulatory developments and current issues affecting...

Paul D. Tropp, Michael G. Doherty.