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CFTC Grants Foreign Board of Trade Application to ASX24

Australia, USA - May 25 2018 On May 15, the Commodity Futures Trading Commission issued an order granting Australian Securities Exchange Limited (ASX24) registration as a foreign…

Kevin M. Foley

CFTC Issues Virtual Currency Advisory for Exchanges and Clearinghouses

USA - May 25 2018 On May 21, the Commodity Futures Trading Commission released a staff advisory that provides guidance to designated contract markets (DCMs) and swap…

Kevin M. Foley

FINRA Updates Criteria Regarding Business Continuity and Disaster Recovery Testing

USA - March 9 2018 On March 7, the Financial Industry Regulatory Authority published Regulatory Notice 18-09, which expands the criteria FINRA will use to designate…

Janet M. Angstadt

SEC Releases Statement on Platforms Trading Digital Assets

USA - March 9 2018 On March 7, the Securities and Exchange Commission released an advisory regarding platforms used to trade digital assets. The SEC expressed concern…

Janet M. Angstadt

FINRA Releases 2018 Regulatory and Examination Priority Letter

USA - January 12 2018 On January 8, the Financial Industry Regulatory Authority (FINRA) released its annual Regulatory and Examination Priority Letter detailing various…

Janet M. Angstadt, Michael T. Foley