Sarah R. Adams
Katten Muchin Rosenman LLP
Articles
SEC Releases Statement on Expiration of Tick Size Pilot
USA - September 14 2018 On September 10, the Securities and Exchange Commission announced the early expiration of its Tick Size Pilot Program. Under the program, the minimum…
NFA Announces the Effective Date of Disclosure Requirements for NFA Members Engaging in Virtual Currency Activities
USA - August 10 2018 On August 9, the National Futures Association (NFA) announced the effective date of its recently adopted Interpretive Notice, Disclosure Requirements…
CFTC Proposes Rules to Simplify Process for Foreign Clearing Organizations to Obtain DCO Registration Exemptions
USA - August 10 2018 On August 8, the Commodity Futures Trading Commission announced that it has proposed rules pursuant to which a clearing organization located outside…
CFTC and NASAA Sign Information Sharing Agreement
USA - May 25 2018 On May 21, the Commodity Futures Trading Commission announced that it had signed a mutual cooperation agreement with the North American Securities…
CFTC Issues Proposed Rule to Amend Margin Requirements
USA - May 25 2018 On May 17, the Commodity Futures Trading Commission released a proposed rule to amend the CFTC’s margin requirements for uncleared swaps for swap…
