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SEC Releases Statement on Expiration of Tick Size Pilot

USA - September 14 2018 On September 10, the Securities and Exchange Commission announced the early expiration of its Tick Size Pilot Program. Under the program, the minimum…

Michael T. Foley

NFA Announces the Effective Date of Disclosure Requirements for NFA Members Engaging in Virtual Currency Activities

USA - August 10 2018 On August 9, the National Futures Association (NFA) announced the effective date of its recently adopted Interpretive Notice, Disclosure Requirements…

Gary DeWaal, Kevin M. Foley

CFTC Proposes Rules to Simplify Process for Foreign Clearing Organizations to Obtain DCO Registration Exemptions

USA - August 10 2018 On August 8, the Commodity Futures Trading Commission announced that it has proposed rules pursuant to which a clearing organization located outside…

Kevin M. Foley

CFTC and NASAA Sign Information Sharing Agreement

USA - May 25 2018 On May 21, the Commodity Futures Trading Commission announced that it had signed a mutual cooperation agreement with the North American Securities…

Kevin M. Foley

CFTC Issues Proposed Rule to Amend Margin Requirements

USA - May 25 2018 On May 17, the Commodity Futures Trading Commission released a proposed rule to amend the CFTC’s margin requirements for uncleared swaps for swap…

Guy Dempsey