USA - July 17 2015
On July 9, the Securities and Exchange Commission settled with two stock promoters accused of reaping $2.5 million in illicit profits by manipulating…
Margaret J. McQuade
USA - July 17 2015
On July 6, the Securities and Exchange Commission filed a complaint in connection with a $68 million affinity fraud scheme allegedly orchestrated by…
Margaret J. McQuade
USA - July 10 2015
The United States Court of Appeals for the Seventh Circuit recently affirmed a district court decision holding that under Indiana law, an Indiana…
Zachary D Denver
USA - July 10 2015
The Commodity Futures Trading Commission recently sued Chinese citizen Yumin Li, for violations of the Commodity Exchange Act (CEA). The CFTC accused…
Zachary D Denver
USA - June 5 2015
In a letter dated June 2, 2015, Senator Elizabeth Warren described several "promises" that Mary Jo White, chair of the Securities and Exchange…
Tenley Mochizuki