Michael S. Gordon
Katten Muchin Rosenman LLP
Articles
SEC settles with stock promoters in medical marijuana stock manipulation scheme
USA - July 17 2015 On July 9, the Securities and Exchange Commission settled with two stock promoters accused of reaping $2.5 million in illicit profits by manipulating…
SEC brings complaint in $68 million affinity fraud scheme
USA - July 17 2015 On July 6, the Securities and Exchange Commission filed a complaint in connection with a $68 million affinity fraud scheme allegedly orchestrated by…
Seventh Circuit holds under Indiana law, company was allowed to vote its own shares
USA - July 10 2015 The United States Court of Appeals for the Seventh Circuit recently affirmed a district court decision holding that under Indiana law, an Indiana…
CFTC sues Chinese citizen accused of executing fraudulent money pass trades
USA - July 10 2015 The Commodity Futures Trading Commission recently sued Chinese citizen Yumin Li, for violations of the Commodity Exchange Act (CEA). The CFTC accused…
Senator Elizabeth Warren criticizes SEC Chair Mary Jo White for “extremely disappointing” leadership
USA - June 5 2015 In a letter dated June 2, 2015, Senator Elizabeth Warren described several "promises" that Mary Jo White, chair of the Securities and Exchange…
