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Agencies and Regulators Focus on AML Compliance for Cryptocurrency Industry

USA - August 24 2021 This year, regulators, supported by a slate of new legislation, have focused more of their efforts on AML violations and compliance deficiencies than…

Scott A. Resnik

Businesses Must Prepare For Expansive AML Reporting of Beneficial Ownership Interests

USA - April 29 2021 As covered in our earlier advisory, "AML Enforcement Continues to Trend in 2021," the recently passed National Defense Authorization Act for fiscal…

Scott A. Resnik

AML Enforcement Continues to Trend in 2021

USA - March 2 2021 Federal regulators are increasing their scrutiny of companies' compliance with Anti-Money Laundering and Bank Secrecy Act Obligations, and if January…

Scott A. Resnik

Claiming tipper received no benefit, defendant invokes Newman in seeking to dismiss insider trading allegations

USA - July 24 2015 A defendant in an insider trading case who allegedly profited from his inside knowledge recently filed a motion to dismiss in the US District Court…

SEC chair attempts to reassure compliance officers that they will not be targeted

USA - July 24 2015 Demonstrating the effect recent enforcement efforts have had on the industry, in remarks given in Washington, DC at a Compliance Outreach Program for…