Matthew S. Brown
Katten Muchin Rosenman LLP
Articles
SEC Adopts Amendments to Rule 10b5-1 Plan Requirements and Increases Disclosure Requirements Regarding Insider Trading Policies
USA - December 27 2022 On December 14, the Securities and Exchange Commission (SEC) unanimously adopted amendments to Rule 10b5-1 and related regulations governing "10b5-1…
Vlad M. Bulkin, Farzad Damania, Chris Harrison, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Michelle Mount, Jeffrey R. Patt, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood
Katten Capital Markets Compass
USA - October 14 2021 We are pleased to share with you the first edition of Katten's Capital Markets Compass - a newsletter we are creating to help our clients keep pace…
Vlad M. Bulkin, Farzad Damania, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Mark J. Reyes, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood
Client Alert: SEC Approves Nasdaq's Board Diversity Disclosure Requirements
USA - August 16 2021 On August 6, the Securities and Exchange Commission (SEC) approved Nasdaq listing rules implementing new board diversity disclosure requirements that…
Vlad M. Bulkin, Farzad Damania, Brian J. Hecht, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Mark J. Reyes, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood
SEC proposes new rules for crowdfunding exemption
USA - October 25 2013 On October 23, the Securities and Exchange Commission voted unanimously to propose new rules that would permit companies to offer and sell securities…
Senate financial reform bill would impose additional corporate governance and disclosure requirements
USA - June 3 2010 On May 20, the Senate passed the Restoring American Financial Stability Act of 2010 (the Senate Bill).
