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SEC Adopts Amendments to Rule 10b5-1 Plan Requirements and Increases Disclosure Requirements Regarding Insider Trading Policies

USA - December 27 2022 On December 14, the Securities and Exchange Commission (SEC) unanimously adopted amendments to Rule 10b5-1 and related regulations governing "10b5-1…

Vlad M. Bulkin, Farzad Damania, Chris Harrison, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Michelle Mount, Jeffrey R. Patt, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

Katten Capital Markets Compass

USA - October 14 2021 We are pleased to share with you the first edition of Katten's Capital Markets Compass - a newsletter we are creating to help our clients keep pace…

Vlad M. Bulkin, Farzad Damania, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Mark J. Reyes, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

Client Alert: SEC Approves Nasdaq's Board Diversity Disclosure Requirements

USA - August 16 2021 On August 6, the Securities and Exchange Commission (SEC) approved Nasdaq listing rules implementing new board diversity disclosure requirements that…

Vlad M. Bulkin, Farzad Damania, Brian J. Hecht, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Mark J. Reyes, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

SEC proposes new rules for crowdfunding exemption

USA - October 25 2013 On October 23, the Securities and Exchange Commission voted unanimously to propose new rules that would permit companies to offer and sell securities…

Jonathan D. Weiner

Senate financial reform bill would impose additional corporate governance and disclosure requirements

USA - June 3 2010 On May 20, the Senate passed the Restoring American Financial Stability Act of 2010 (the Senate Bill).

Robert L. Kohl