Martin Cornish
Katten Muchin Rosenman LLP
Articles
ESMA holds initial board meeting
European Union - January 14 2011 On January 11, the newly established European Securities and Markets Authority (ESMA) announced that its Management Board had held its first meeting....
FSA announces three plead guilty to insider dealing
United Kingdom - January 14 2011 On January 10, the UK Financial Services Authority (FSA) announced a guilty plea by three people accused of insider dealing....
FSA issues two final notices for market abuse
United Kingdom - December 17 2010 On December 14, the UK Financial Services Authority (FSA) published two final notices imposing fines and prohibition orders on two former employees of Pacific Continental Securities (UK) Limited (PCS)....
FSA chief executive gives speech on financial services reform
United Kingdom - December 17 2010 On December 13, Hector Sants, Chief Executive of the UK Financial Services Authority (FSA), gave a speech setting out the progress made toward the bodies that will replace the FSA: the Prudential Regulation Authority (PRA) and the Consumer Protection and Markets Authority (CPMA)....
FSA secures winding-up orders against unauthorized operators of collective investment schemes
United Kingdom - December 10 2010 On December 9, the UK Financial Services Authority (FSA) announced that it had obtained winding-up orders in the High Court against two UK entities: Bio Partners Ltd and Zambia Alpha One LLP....
