United Kingdom - January 14 2011
On January 10, the UK Financial Services Authority (FSA) announced a guilty plea by three people accused of insider dealing....
European Union - January 14 2011
On January 11, the newly established European Securities and Markets Authority (ESMA) announced that its Management Board had held its first meeting....
United Kingdom - December 17 2010
On December 14, the UK Financial Services Authority (FSA) published two final notices imposing fines and prohibition orders on two former employees of Pacific Continental Securities (UK) Limited (PCS)....
United Kingdom - December 17 2010
On December 13, Hector Sants, Chief Executive of the UK Financial Services Authority (FSA), gave a speech setting out the progress made toward the bodies that will replace the FSA: the Prudential Regulation Authority (PRA) and the Consumer Protection and Markets Authority (CPMA)....
United Kingdom - December 10 2010
On December 9, the UK Financial Services Authority (FSA) announced that it had obtained winding-up orders in the High Court against two UK entities: Bio Partners Ltd and Zambia Alpha One LLP....
Andrew Turner.