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Katten Capital Markets Compass

USA - October 14 2021 We are pleased to share with you the first edition of Katten's Capital Markets Compass - a newsletter we are creating to help our clients keep pace…

Matthew S. Brown, Vlad M. Bulkin, Farzad Damania, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

Client Alert: SEC Approves Nasdaq's Board Diversity Disclosure Requirements

USA - August 16 2021 On August 6, the Securities and Exchange Commission (SEC) approved Nasdaq listing rules implementing new board diversity disclosure requirements that…

Matthew S. Brown, Vlad M. Bulkin, Farzad Damania, Brian J. Hecht, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

SEC Approves Amendments to NYSE Shareholder Approval Rules for Certain Equity Issuances and Requirements for Related Party Transactions

USA - April 16 2021 Earlier this month, the Securities and Exchange Commission approved amendments (the Amendments) to New York Stock Exchange (NYSE) rules that require…

Jonathan D. Weiner, Mark D. Wood

SEC Statements Regarding SPACs Address Warrants and Projections

USA - April 16 2021 Following the increase in the number of special purpose acquisition companies (SPACs) and the related business combinations between SPACs and private…

Brian J. Hecht, Mark D. Wood

SEC Corp Fin Staff Issues Statement on SPAC Transactions

USA - April 9 2021 On March 31, the staff of the Division of Corporation Finance (the Staff) of the Securities and Exchange Commission issued a staff statement (the…

Brian J. Hecht, Mark D. Wood