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SEC Adopts Amendments to Rule 10b5-1 Plan Requirements and Increases Disclosure Requirements Regarding Insider Trading Policies

USA - December 27 2022 On December 14, the Securities and Exchange Commission (SEC) unanimously adopted amendments to Rule 10b5-1 and related regulations governing "10b5-1…

Matthew S. Brown, Vlad M. Bulkin, Farzad Damania, Chris Harrison, Jennifer L. Howard, Timothy J. Kirby, Michelle Mount, Jeffrey R. Patt, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

New Pay Versus Performance Disclosure to be Required in Upcoming Proxy Statements

USA - August 29 2022 On August 25, the Securities and Exchange Commission (SEC) adopted final rules which will require disclosure of a comparison of the company’s…

Katten Capital Markets Compass

USA - December 22 2021 On December 2, Larry Levin and Alyse Sagalchik, partners in Katten's Capital Markets practice, along with Ernst & Young LLP and Meridian Compensation…

Vlad M. Bulkin, Jennifer L. Howard, Timothy J. Kirby, Maximillian Licona, Ryan A. Lilley, Elizabeth C. McNichol, Irina Nica, Alyse A. Sagalchik, Mark D. Wood

Katten Capital Markets Compass

USA - October 14 2021 We are pleased to share with you the first edition of Katten's Capital Markets Compass - a newsletter we are creating to help our clients keep pace…

Matthew S. Brown, Vlad M. Bulkin, Farzad Damania, Timothy J. Kirby, Jeffrey R. Patt, Mark J. Reyes, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

Statement in Response to Recent Claims Brought Against Special Purpose Acquisition Companies With Respect to the Investment Company Act of 1940

USA - August 27 2021 Recently a purported shareholder of certain special purpose acquisition companies (SPACs) initiated derivative lawsuits asserting that the SPACs are…

Vlad M. Bulkin, Brian J. Hecht, Timothy J. Kirby, Richard D. Marshall, Mark D. Wood