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CFTC Seeks Public Comments on 2020-2024 Strategic Plan

USA - May 22 2020 On May 19, the Commodity Futures Trading Commission published in the Federal Register a request for public comment on the CFTC’s draft 2020-2024...

Stanley V. Polit.

CFTC Division of Enforcement Issues Civil Monetary Penalty Guidance

USA - May 22 2020 On May 20, the Commodity Futures Trading Commission’s Division of Enforcement (Division) issued new guidance (Guidance) outlining factors the...

Stanley V. Polit.

NFA Issues Warning Regarding Phishing Emails

USA - May 15 2020 On May 13, National Futures Association (NFA) issued a Notice to Members addressing the recent increase in fraudulent phishing emails, including...

Laura N. Krcmaric.

CFTC Staff Issues Advisory Addressing Current Market Conditions

USA - May 15 2020 The Commodity Futures Trading Commission Divisions of Market Oversight (DMO), Swap Dealer and Intermediary Oversight (DSIO), and Clearing and Risk...

Laura N. Krcmaric.

A Friendly Reminder: CFTC Staff Encourages Exchanges, Futures Brokers and Clearinghouses to Ensure Their Risk Controls and Disclosures Address COVID-19-Related Market Volatility and Negative Prices

USA - May 13 2020 Responding to recent COVID-19-related volatility in futures and options markets and their related agricultural, energy and financial cash markets...

Gary DeWaal, Carl E. Kennedy.