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SEC Division of Corporation Finance issues 13 new and revised C&DIs

USA - May 24 2013 On May 16, the Securities and Exchange Commission's Division of Corporation Finance issued 13 new and revised Compliance and Disclosure…

Mark D. Wood

SEC issues new interpretations on Form S-3 eligibility, incorporation of proxy statements in annual reports and foreign private issuer status

USA - August 13 2010 On August 11, the Securities and Exchange Commission's Division of Corporation Finance issued new Compliance and Disclosure Interpretations (C&DIs) on topics including the availability of Form S-3 for issuers filing shelf registration statements in reliance on General Instruction I.

Robert L. Kohl

SEC charges four individuals and nutrition company for failure to disclose executive perks

USA - September 11 2015 On September 8, the SEC charged a sports supplements and nutrition company, its former audit committee chairman and three of its current and former…

Capital Raising During the COVID-19 Pandemic: Offering Structures for a Volatile Market

USA - May 6 2020 Global equity markets have been severely impacted by the coronavirus (COVID-19) pandemic, which has resulted in a period of significant market…

Farzad Damania, Brian J. Hecht, Lawrence D. Levin, Mark J. Reyes, Alyse A. Sagalchik, Mark D. Wood

Petitioners file opening brief challenging SEC’s conflict minerals rule

USA - February 8 2013 The National Association of Manufacturers, the Chamber of Commerce of the United States of America and Business Roundtable recently filed their…

David S. Kravitz, Mark D. Wood