John Ahern
Katten Muchin Rosenman LLP
Articles
European Commission Consults on MiFID II and MiFIR Review
European Union - February 21 2020 On February 17, the European Commission (EC) launched a public consultation on the review of the revised Markets in Financial Instruments Directive...
ESMA Consults on Third-Country Reporting Under MiFID II and MiFIR
European Union - February 21 2020 On January 31, the European Securities and Markets Authority (ESMA) published a consultation paper (the CP) containing draft technical standards on...
IOSCO Reports on Crypto-Asset Trading Platforms
USA, Global - February 14 2020 On February 12, the International Organization of Securities Commissions (IOSCO) published its final report on “Issues, Risks and Regulatory...
ESMA Proposes MiFIR Amendments Following EMIR Refit
USA, European Union - February 14 2020 On February 7, the European Securities and Markets Authority (ESMA) published a final report (the Final Report) regarding proposed amendments to the...
FCA Decommissions EMIR Web Portal
United Kingdom - February 14 2020 On February 6, the UK’s Financial Conduct Authority (FCA) updated its webpage, which informs firms how to submit notifications required by the...
