Legal Influencer

Q3 | 2019

Legal Influencers

Lexology’s Legal Influencers programme recognises firms and authors that provide excellent content within a work area and region. Find out more

Articles

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ESG Issues Become Leading Concern for SEC and CFTC: SEC Warns Investment Advisers and Funds About ESG Disclosures

USA - April 27 2021 Recent initiatives by the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) evidence the agencies'…

Allison C. Yacker, Henry Bregstein, Jack P. Governale, Lance A. Zinman, Mark D. Goldstein, Wendy E. Cohen.

Foreign Listed Stock Index Futures and Options Approval Chart March 2021

USA - March 25 2021 This Foreign Listed Stock Index Futures and Options Approvals Chart, available via the Download PDF button, is current as of March 25, 2021. All…

Carl E. Kennedy, Christian B. Hennion, Daniel J. Davis, James M. Brady, Kevin M. Foley.

ESG Is in the (SEC) House: SEC Exams, Enforcement and Regulations are Coming

USA - March 8 2021 Environmental, social and governance (ESG) matters will increasingly be a priority for the Securities and Exchange Commission (SEC) as evidenced by:…

Allison C. Yacker, Henry Bregstein, Jack P. Governale, Lance A. Zinman, Mark D. Goldstein, Wendy E. Cohen.

Katten’s Annual Financial Markets Regulation Crystal Ball - A Look Back at 2020 and a Look Forward to 2021

USA - February 24 2021 The year 2020 was a uniquely challenging year, to say the least. Notwithstanding a global pandemic that forced the activation of business disruption…

Carl E. Kennedy, Daniel J. Davis, Elizabeth Organ, James M. Brady, Kevin M. Foley, Richard D. Marshall, Susan Light.

The CFTC Adopts Comprehensive Amendments to Its Bankruptcy Rules

USA - February 2 2021 The Commodity Futures Trading Commission (CFTC) recently adopted final amendments to Part 190 of the CFTC's regulations (the "Final Rules")…

Carl E. Kennedy, Daniel J. Davis, Elizabeth Organ, James M. Brady, Kevin M. Foley.