Legal Influencer

Q3 | 2019

Legal Influencers

Lexology’s Legal Influencers programme recognises firms and authors that provide excellent content within a work area and region. Find out more

Articles

Results 1 to 5 of 2350


Katten Financial Markets and Funds Quick Take June 2022

USA - June 14 2022 The Joint Audit Committee (JAC) is a club of futures exchanges, in their capacities as selfregulatory organizations (SROs)…

Wendy E. Cohen, Christopher T. Shannon, Robert Weiss, Allison C. Yacker, Lance A. Zinman

Financial Markets and Funds Quick Take | Issue 2

USA - May 11 2022 The Securities and Exchange Commission (SEC) announced it is extending the public comment period on the proposed rulemaking to enhance and standardize…

Wendy E. Cohen, Mark D. Goldstein, Christopher T. Shannon, Robert Weiss, Allison C. Yacker, Lance A. Zinman

Katten Financial Markets and Funds Quick Take

USA - April 13 2022 The Securities and Exchange Commission (SEC) has been especially busy these last few weeks as evidenced by a series of rule proposals released as…

Wendy E. Cohen, Mark D. Goldstein, Christopher T. Shannon, Robert Weiss, Allison C. Yacker, Lance A. Zinman

FDIC Requires Reporting of Crypto-Related Activities

USA - April 13 2022 Any Federal Deposit Insurance Corporation (FDIC)-supervised institution that is considering engaging in crypto-related activity must now notify the…

Daniel J. Davis, Christina J. Grigorian

SEC Deals New Proposal to Expand Reach of Dealer Registration Requirements

USA - April 5 2022 New proposed SEC rules would expand who may be considered a dealer or a government securities dealer under the Securities Exchange Act of…

James M. Brady, Susan Light, Richard D. Marshall, Lance A. Zinman