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SEC Adopts Amendments to Rule 10b5-1 Plan Requirements and Increases Disclosure Requirements Regarding Insider Trading Policies

USA - December 27 2022 On December 14, the Securities and Exchange Commission (SEC) unanimously adopted amendments to Rule 10b5-1 and related regulations governing "10b5-1…

Matthew S. Brown, Vlad M. Bulkin, Chris Harrison, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Michelle Mount, Jeffrey R. Patt, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

SEC's Climate-Related Comment Letters - Avoiding Potential Pitfalls

USA - May 3 2022 In September 2021, the Securities and Exchange Commission (SEC) provided a sample comment letter that included nine potential climate-related…

Jennifer L. Howard, Ryan A. Lilley

SEC Proposes Climate-Related Disclosure Requirements

USA - May 3 2022 On March 21, the Securities and Exchange Commission (SEC) proposed rule changes that would require registrants to include certain climate-related…

Jennifer L. Howard, Ryan A. Lilley

ESG Shareholder Proposals: Practical Guidance from Proxy, Legal, IR and Consulting Perspectives

USA - May 3 2022 On January 6, Katten Capital Markets partner Farzad Damania, along with Zally Ahmadi of D.F. King, George Lu of ADEC ESG Solutions and Ari Frankel of…

Ryan A. Lilley

SEC Sample Letter to Companies Regarding Climate Change Disclosures

USA - October 14 2021 Recently, Katten public company clients, like many other public companies, have been receiving comment letters relating to climate change disclosure…

Elizabeth C. McNichol