USA - May 28 2021
On May 25, the Commodity Futures Trading Commission announced that on June 9, from 10:00 a.m. To 12:00 p.m., the Agricultural Advisory Committee…
Kevin M. Foley
USA - May 28 2021
On May 24, the National Futures Association (NFA) issued Notice to Members 1-21-16, announcing the effective date for NFA Member swap dealer and…
Kevin M. Foley
USA - May 28 2021
On May 26, Commodity Futures Trading Commission’s Market Participants Division (MPD) published updated responses to Frequently Asked Questions…
Kevin M. Foley
USA - April 23 2021
On April 21, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 21-16 (Notice) to remind member firms about requirements…
Susan Light
USA - March 26 2021
On March 22, the Securities and Exchange Commission launched a new page on its website to bring together agency actions and the latest information…
Susan Light