Brian J. Hecht
Katten Muchin Rosenman LLP
Articles
SEC Corp Fin Staff Issues Statement on SPAC Transactions
USA - April 9 2021 On March 31, the staff of the Division of Corporation Finance (the Staff) of the Securities and Exchange Commission issued a staff statement (the…
SEC Proposes Rule 144 Tacking Amendments
USA - January 8 2021 On December 22, 2020, the Securities and Exchange Commission voted to propose amendments to Rule 144 under the Securities Act of 1933 (the Securities…
SEC Again Approves NYSE’s Direct Listing Rules
USA - January 8 2021 On December 22, 2020, the Securities and Exchange Commission approved the New York Stock Exchange’s proposed new direct listing rules to allow…
Glass Lewis Issues 2021 Proxy Season Updates
USA - December 4 2020 On November 23, Glass Lewis issued its Proxy Voting Policy Guidelines for 2021. Glass Lewis, like other proxy advisory firms, reviews proposals to be…
SEC Adopts Amendments to MD&A and Other Financial Disclosures
USA - December 4 2020 On November 19, the Securities and Exchange Commission announced that it adopted amendments (the Amendments) to certain financial disclosure…
