Results 1 to 5 of 42

Federal Court Rules Investment Fund is 10 Percent Owner in Section 16 Case

USA - August 30 2019 On August 20, a federal magistrate judge in the Eastern District of New York granted a motion for summary judgment in a derivative case brought…

Mark J. Reyes, Mark D. Wood

SEC Approves New NYSE Direct Listing Rules

USA - August 31 2020 On August 26, the Securities and Exchange Commission approved rules proposed by the New York Stock Exchange (NYSE) to allow companies engaging in a…

Mark J. Reyes, Mark D. Wood

Capital Raising During the COVID-19 Pandemic: Offering Structures for a Volatile Market

USA - May 6 2020 Global equity markets have been severely impacted by the coronavirus (COVID-19) pandemic, which has resulted in a period of significant market…

Farzad Damania, Lawrence D. Levin, Mark J. Reyes, Alyse A. Sagalchik, Jonathan D. Weiner, Mark D. Wood

Special Purpose Acquisition Company (SPAC)

USA - August 5 2021 As SPACs continue to disrupt the traditional IPO market and more private companies successfully go public through SPAC mergers, Katten's…

Mark D. Wood

Statement in Response to Recent Claims Brought Against Special Purpose Acquisition Companies With Respect to the Investment Company Act of 1940

USA - August 27 2021 Recently a purported shareholder of certain special purpose acquisition companies (SPACs) initiated derivative lawsuits asserting that the SPACs are…

Vlad M. Bulkin, Timothy J. Kirby, Lawrence D. Levin, Richard D. Marshall, Mark D. Wood