Articles

Results 1 to 5 of 10
Most popular |Most recent


SEC Approves NASDAQ’s ‘Golden Leash’ Disclosure Rule

USA - July 8 2016 On July 1, the Securities and Exchange Commission approved the NASDAQ Stock Market LLC's proposed Rule 5250(b)(3) (Rule), which requires listed...

Mark Wood, Mark J. Reyes.

SEC Releases Target Dates for Proposed and Final Rulemaking

USA - May 27 2016 The Securities and Exchange Commission recently published its agenda with respect to upcoming rulemaking, including rulemaking contemplated by the...

Mark Wood, Mark J. Reyes.

FAST Act Legislation and Impact on Securities Law

USA - December 11 2015 On December 4, President Obama signed into law the Fixing America’s Surface Transportation Act (FAST Act). This transportation bill includes several...

Mark D. Wood, Mark J. Reyes.

SEC proposes amendments to Rules 147 and 504

USA - November 6 2015 On October 30, the Securities and Exchange Commission proposed amendments to modernize: (1) Rule 147, promulgated under the Securities Act of 1933...

Jonathan D. Weiner, Mark D. Wood.

SEC Advisory Committee on Small and Emerging Companies makes recommendations

USA - September 25 2015 On September 23, the Securities and Exchange Commission Advisory Committee on Small and Emerging Companies (Advisory Committee) met to discuss, and...

Mark D. Wood, Mark J. Reyes.