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Corporate & Financial Weekly Digest, Featuring Articles on Swaps, CFTC Initial Margin Phase 5, Brexit, and EU Obligations of Depositaries

USA, United Kingdom, European Union - November 2 2018 On October 31, the Securities and Exchange Commission took an unusual additional step towards implementing its rules for security-based swaps (SBS)...

Gary DeWaal, Krassimira Zourkova, Robert Weiss, Fred M. Santo, Kimberly L. Broder, Kevin M. Foley, Lance A. Zinman, Christian B. Hennion, Henry Bregstein, Jack P. Governale, Guy Dempsey, Christopher T. Shannon, Janet M. Angstadt, Carolyn H. Jackson, Wendy E. Cohen.

CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule

USA - December 19 2016 On December 5, the Commodity Futures Trading Commission (CFTC) issued final regulations regarding the aggregation of positions and accounts to assess...

Gary DeWaal, Kevin M. Foley.

CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule

USA - December 19 2016 On December 5, the Commodity Futures Trading Commission (CFTC) issued final regulations regarding the aggregation of positions and accounts to assess...

Gary DeWaal, Laura N. Krcmaric, Kevin M. Foley.

CFTC proposes revised aggregation rules

USA - November 7 2013 At a public meeting on November 5, the Commodity Futures Trading Commission (CFTC) voted to propose amendments to its rules requiring the aggregation...

Kevin M. Foley, Henry Bregstein, Guy Dempsey.

CFTC approves final rule requiring recording of oral communications

USA - December 20 2012 On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35....

Kevin M. Foley, Kenneth M. Rosenzweig.