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SEC Adopts Amendments to Rule 10b5-1 Plan Requirements and Increases Disclosure Requirements Regarding Insider Trading Policies

USA - December 27 2022 On December 14, the Securities and Exchange Commission (SEC) unanimously adopted amendments to Rule 10b5-1 and related regulations governing "10b5-1…

Matthew S. Brown, Vlad M. Bulkin, Farzad Damania, Chris Harrison, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Michelle Mount, Jeffrey R. Patt, Jonathan D. Weiner, Mark D. Wood

Katten Capital Markets Compass

USA - December 22 2021 On December 2, Larry Levin and Alyse Sagalchik, partners in Katten's Capital Markets practice, along with Ernst & Young LLP and Meridian Compensation…

Vlad M. Bulkin, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Maximillian Licona, Ryan A. Lilley, Elizabeth C. McNichol, Irina Nica, Mark D. Wood

Katten Capital Markets Compass

USA - October 14 2021 We are pleased to share with you the first edition of Katten's Capital Markets Compass - a newsletter we are creating to help our clients keep pace…

Matthew S. Brown, Vlad M. Bulkin, Farzad Damania, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Mark J. Reyes, Jonathan D. Weiner, Mark D. Wood

Client Alert: SEC Approves Nasdaq's Board Diversity Disclosure Requirements

USA - August 16 2021 On August 6, the Securities and Exchange Commission (SEC) approved Nasdaq listing rules implementing new board diversity disclosure requirements that…

Matthew S. Brown, Vlad M. Bulkin, Farzad Damania, Brian J. Hecht, Jennifer L. Howard, Timothy J. Kirby, Lawrence D. Levin, Jeffrey R. Patt, Mark J. Reyes, Jonathan D. Weiner, Mark D. Wood

Holding Foreign Companies Accountable Act Signed Into Law by President Trump

USA - January 15 2021 In December 2020, President Donald Trump signed into law the Holding Foreign Companies Accountable Act (the HFCAA). The HFCAA requires auditors of…

Mark D. Wood