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A new Consumer Duty of care briefing

United Kingdom - June 4 2021 Following on from its 2018 discussion paper (DP 18/5) and subsequent feedback statement (FS 19/02); and in reaction to the…

Charles Harvey, Tony Katz, Puesan Lam, Sophie Lessar.

UK regulatory perimeter: When does a statement become advice?

United Kingdom - April 1 2021 Last week, in 24HR Trading Limited and anr v FCA , the High Court…

Contractual discretion to close accounts - High Court quashes FOS determination

United Kingdom - December 18 2020 At the end of last month, the High Court handed down judgment in TF Global Markets (UK) Ltd (t/a Thinkmarkets), R (On the Application Of) v Tan & Ors…

Understanding privilege in the context of criminal and regulatory investigations (UK)

United Kingdom - October 9 2020 In recent years, much of the law around legal professional privilege has been developed in cases involving regulatory bodies and investigations…

New UK regulatory requirements to consider ahead of ATM and branch closures and conversions

United Kingdom - July 21 2020 Last week, the UK’s Financial Conduct Authority (FCA) published draft guidance setting out its expectations of banks, building societies and credit…

Tony Katz.