Articles

Results 1 to 5 of 84
Most popular |Most recent


FCA publishes Business Plan 2021/22

United Kingdom - July 19 2021 The FCA published its Business Plan for 2021/22 on 15 July setting out its key priorities and objectives for the coming year. The FCA refers to the…

Katie O' Hara, Michael McKee, Sophie Lessar.

FCA to strengthen financial promotions rules for high-risk investments

United Kingdom - July 15 2021 The FCA’s is considering what changes it should make to its financial promotion rules to help retail investors make more effective…

Puesan Lam.

FCA to strengthen financial promotions rules for high-risk investments

United Kingdom - July 15 2021 The FCA is considering what changes it should make to its financial promotion rules to help retail investors make more effective decisions (see…

Puesan Lam.

Exchange - International ISSUE 45 - JUNE 2021

Global - July 1 2021 DLA Piper's Financial Services International Regulatory team welcomes you to the 45th edition of Exchange - International, our international…

Agostino Papa, Alf-Peter Svensson, András Nemescsói, Andreea Badea, Bradley E. Phipps, Camilla Julie Wollan, Catherine Pogorzelski, Christopher N. Steelman, Deborah R. Meshulam, Dennis Kunschke, Dr. Gunne W. Bähr, Eimear O'Brien, Eva Skottke, Fabrice Armand, Harris Chan, Isabelle Ord, Jasna Zwitter-Tehovnik, Jeffrey L. Hare, João Costa Quinta, Johan Mouraux, John D. Reiss, Laurent Massinon, Martin Christian Kruhl, Ph.D., Martin Jamieson, Mary Dunbar, Michael McKee, Miroslav Dubovský, Paul Hopman, Paul Latto, Paul Lee, Paul McViety, Pierre Berger, Ricardo Plasencia, Sam Millar, Samantha O'Brien, Sidney Burke, Sophie Lessar, Vincenzo La Malfa, Xavier Guzman.

A new Consumer Duty of care briefing

United Kingdom - June 4 2021 Following on from its 2018 discussion paper (DP 18/5) and subsequent feedback statement (FS 19/02); and in reaction to the…

Charles Harvey, Puesan Lam, Sophie Lessar, Zoë Jensen.