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FCA to strengthen financial promotions rules for high-risk investments

United Kingdom - July 15 2021 The FCA’s is considering what changes it should make to its financial promotion rules to help retail investors make more effective…

Tony Katz

FCA to strengthen financial promotions rules for high-risk investments

United Kingdom - July 15 2021 The FCA is considering what changes it should make to its financial promotion rules to help retail investors make more effective decisions (see…

Tony Katz

A new Consumer Duty of care briefing

United Kingdom - June 4 2021 Following on from its 2018 discussion paper (DP 18/5) and subsequent feedback statement (FS 19/02); and in reaction to the…

Charles Harvey, Zoë Jensen, Tony Katz, Sophie Lessar

First FCA consultation on reforming capital markets post-Brexit

European Union, United Kingdom - May 7 2021 On 28 April 2021, the FCA published Consultation Paper 21/9 (CP 21/9), which sets out proposals to amend conduct and organisational requirements…

Shabaz Ahmed, Tony Katz, Michael McKee

FCA insights from the Cyber Coordination Groups

United Kingdom - April 16 2020 The Financial Conduct Authority (FCA) has published a summary of insights from its cyber coordination groups (CCGs) on the current threat landscape…

Tony Katz