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Second FCA Consultation Paper Published On Accountability 2

United Kingdom - December 21 2017 On 13 December 2017, the FCA has published a technical Consultation Paper 1740 (CP 1740) on the extension of the Senior Managers and Certification...

Ian Mason, Louise Neave, Chris Whittaker.


FCA issues Feedback Statement on DLT

United Kingdom - December 20 2017 On 15 December 2017, the Financial Conduct Authority (FCA), following the publication of its Discussion Paper on Distributed Ledger Technology (DLT)...

Martin Bartlam, Ian Mason, Georgia Karamani.


Payments Strategy Forum's Publication of NPA Design and Transition Blueprint

United Kingdom - December 18 2017 The Payments Strategy Forum (PSF) published its New Payments Architecture (NPA) Design and Transition Blueprint on 13 December 2017.This is an updated...

Ben Johnson, Stewart Plant, Ian Mason.


Changes in trade reporting requirements under EMIR

European Union - November 16 2017 In this alert, we highlight some changes in trade reporting requirements under EMIR. EMIR is the European Market Infrastructure Regulation...

Ian Mason, Marc A. Horwitz.


Extension of the senior managers and certification regimes

United Kingdom - October 9 2017 The global financial crisis highlighted the difficulties with the culture in banks and in holding Individuals to account for their failings. To help...

Paul Brown, Ian Mason, Louise Neave, Chris Whittaker.