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EEA Firms can notify under Temporary Permissions Regime from 7 January

United Kingdom, European Union - November 12 2018 On 7 November 2018, the PRA published a notice for EEA firms looking to make notifications under the temporary permission, followed by a similar...


FCA policy statement on SME access to the Financial Ombudsman Service

United Kingdom - November 8 2018 On 16 October 2018, the FCA published Policy Statement 1821 on the access of Small and Medium-sized Enterprises (SMEs) to the Financial Ombudsman...


FCA report on money laundering and terrorist financing in the e-money sector

United Kingdom - November 7 2018 On 3 October 2018, the FCA published a thematic review on money laundering and terrorist financing in the e-money sector (Thematic Review). This...


Bank of England and Prudential Regulation Authority approach to Brexit

United Kingdom, European Union - November 6 2018 On 25 October 2018, the Bank of England (BoE) and the Prudential Regulation Authority (PRA), preparing for a “no-deal” Brexit scenario, published a...


How the Regulators will use the Senior Managers and Certification Regimes across the financial services industry

United Kingdom - November 1 2018 On 25 October 2018, the Chief Executive Officer of the Prudential Regulation Authority (PRA) Sam Woods delivered an important speech at the Mansion...