Katie O' Hara

DLA Piper

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FCA publishes Business Plan 2021/22

United Kingdom - July 19 2021 The FCA published its Business Plan for 2021/22 on 15 July setting out its key priorities and objectives for the coming year. The FCA refers to the…

Tony Katz, Sophie Lessar, Michael McKee.

FCA publishes guidance on its approach to cannabis-related companies looking to list in the UK

United Kingdom - September 22 2020 On 18 September 2020 the FCA published guidance on the listing of cannabis-based businesses onto public stock exchanges in the UK. We consider the…

Laura Ford, Dylan Kennett, Karin Kirschner, Robert Salter, Rahool Sarjua.

FCA publishes guidance on its approach to cannabis-related companies looking to list in the UK

United Kingdom - September 18 2020 On 18 September 2020 the FCA published guidance on the listing of cannabis-based businesses onto public stock exchanges in the UK. We consider the…

Laura Ford, Dylan Kennett, Karin Kirschner, Robert Salter, Rahool Sarjua.

Senior Management Regime and Certification Regime to apply to all FSMA authorised firms from 2018

United Kingdom - October 11 2016 The Senior Management Regime (SMR) and Certification Regime (CR) is to apply to all FSMA-authorised firms from 2018. HM Treasury forecasts that the…

Tony Katz, Puesan Lam.