Isabella Ogston

DLA Piper

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Upper tribunal publishes decision on Andrew Tinney, former COO of Barclays Wealth

United Kingdom - August 22 2019 On 16 August 2019, the Financial Conduct Authority (the FCA) announced that the Upper Tribunal found that Andrew Tinney, the former Chief Operating…

Chris Whittaker, Gemma Johnson, Michael McKee.

FCA publishes findings of Senior Managers and Certification Regime stocktake report

United Kingdom - August 7 2019 On 5 August 2019, the Financial Conduct Authority (FCA) published findings of its review into the embedding of the Senior Managers and Certification…

Chris Whittaker, Michael McKee.

Bank of England and Prudential Regulation Authority finalise the Resolvability Assessment Framework

United Kingdom - July 31 2019 On 30 July 2019, the Bank of England and the Prudential Regulation Authority (PRA) confirmed proposals for the final major piece of the UK’s…

Chris Whittaker, Michael McKee.

EBA publishes further clarifications raised by its working group on APIs under PSD2

European Union - July 30 2019 On 26 July 2019, the European Banking Authority (EBA) published its clarifications to the fourth set of issues that had been raised by participants…

Chris Whittaker, Michael McKee.

FCA sets out reasons for acting contrary to ESMA Opinion on its final rules for CFDS and CFD-like options

United Kingdom - July 5 2019 On 1 July 2019, the Financial Conduct Authority (FCA) published Policy Statement PS19/18 (PS19/18) which confirmed rules restricting the sale…

Chris Whittaker, Michael McKee.