Deborah R. Meshulam

DLA Piper

Articles

Results 1 to 5 of 70


Exchange - International: Financial Services Regulation Newsletter

European Union, OECD, United Kingdom, USA - November 22 2021 With green-Related Issues being at the top of the regulators’ and institutions’ agenda, in this edition, In Focus analyses the new guidelines…

Martin Christian Kruhl, Ph.D., Fabrice Armand, Andreea Badea, Dr. Gunne W. Bähr, Pierre Berger, Sidney Burke, Harris Chan, Miroslav Dubovský, Mary Dunbar, Xavier Guzman, Jeffrey L. Hare, Paul Hopman, Martin Jamieson, Tony Katz, Dennis Kunschke, Paul Latto, Paul Lee, Sophie Lessar, Vincenzo La Malfa, Laurent Massinon, Michael McKee, Paul McViety, Sam Millar, Johan Mouraux, András Nemescsói, Eimear O'Brien, Samantha O'Brien, Isabelle Ord, Agostino Papa, Bradley E. Phipps, Catherine Pogorzelski, Sebastien Praicheux, João Costa Quinta, John D. Reiss, Eva Skottke, Christopher N. Steelman, Alf-Peter Svensson, Camilla Julie Wollan, Jasna Zwitter-Tehovnik

SEC adopts Nasdaq diversity listing standards: Key takeaways and action items

USA - August 12 2021 On August 6, 2021, by a 3-2 vote, the SEC approved Nasdaq’s board diversity listing standards, finding that the rule would improve investor access to…

Mary Dunbar, Brooke Goodlett, Holly R. Lake, Jesse Medlong, Sanjay M. Shirodkar

Exchange - International ISSUE 45 - JUNE 2021

Global - July 1 2021 DLA Piper's Financial Services International Regulatory team welcomes you to the 45th edition of Exchange - International, our international…

Martin Christian Kruhl, Ph.D., Fabrice Armand, Andreea Badea, Dr. Gunne W. Bähr, Pierre Berger, Sidney Burke, Harris Chan, Miroslav Dubovský, Mary Dunbar, Xavier Guzman, Jeffrey L. Hare, Paul Hopman, Martin Jamieson, Tony Katz, Dennis Kunschke, Paul Latto, Paul Lee, Sophie Lessar, Vincenzo La Malfa, Laurent Massinon, Michael McKee, Paul McViety, Sam Millar, Johan Mouraux, András Nemescsói, Eimear O'Brien, Samantha O'Brien, Isabelle Ord, Agostino Papa, Bradley E. Phipps, Ricardo Plasencia, Catherine Pogorzelski, João Costa Quinta, John D. Reiss, Eva Skottke, Christopher N. Steelman, Alf-Peter Svensson, Camilla Julie Wollan, Jasna Zwitter-Tehovnik

SEC issues Staff Statement on investments in the bitcoin futures market

USA - May 20 2021 On May 11, the Security and Exchange Commission’s Division of Investment Management announced that it and the SEC Divisions of Examinations and…

Guest Blog: SEC focus on SPACs - Key takeaways from recent SEC statements and enforcement activity

USA - May 6 2021 Over the past several months, the United States Securities and Exchange Commission (SEC) has increasingly focused on special purpose acquisition…

Sidney Burke, Jeffrey C. Selman, Melanie Walker