Chris Whittaker
DLA Piper
Articles
Explaining SWIFT and recent actions
Canada, European Union, Russia, Ukraine, United Kingdom, USA - March 4 2022 On 26 February 2022, the European Union, UK, Canada and the USA published a Joint Statement on further restrictive measures in light of Russian’s…
Standard Chartered agrees to pay a USD1.1 billion fine for Anti-Money Laundering and Sanctions violations
United Kingdom, USA - May 23 2019 On 9 April 2019, the London based global financial institution, Standard Chartered (the ‘Bank’) agreed with the UK and US regulators to pay a…
Anti-Money Laundering Bulletin Regulatory News Update Spring/Summer 2022
United Kingdom, USA - June 1 2022 The Economic Crime (Transparency and Enforcement) Act (the Act) was first introduced to Parliament as a Bill on March 1, 2022 and received Royal…
Anti-Money Laundering Bulletin - Spring 2019
Canada, European Union, United Kingdom, USA - May 23 2019 On 26 February 2019, HM Treasury published its updated advisory notice on high-risk jurisdictions (Advisory Notice). Firms subject to the Money…
FCA readies the UK for MiFID II
European Union, United Kingdom - January 8 2017 The Financial Conduct Authority (FCA) has published consultation paper CP16/29 `Markets in Financial Instruments Directive II…
